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Innovations in Teaching and Learning in Higher Education
(a project in the ESRC Learning Society Programme)

Innovations in Teaching and Learning

in Higher Education

an annotated bibliography (mainly since 1980)

Harold Silver

May 1998

ISBN: 0 905227 98 0

Faculty of Arts and Education, University of Plymouth, Douglas Avenue, Exmouth EX8 2AT
Tel: 01395 255463 Fax: 01395 264196 E-mail: s.english@plymouth.ac.uk

http://www.fae.plym.ac.uk/itlhe.html

© 1998 by H. Silver

This bibliography is a product of the first year of the ‘Innovations in Teaching and Learning in Higher Education’ project conducted for two years from September 1997 at the University of Plymouth (award reference L123251071). The project forms part of the Learning Society Programme of the Economic and Social Research Council. In its first year the project was funded by the ESRC and the Higher Education Quality Council. The remit of the project in the first year was defined as ‘to identify the characteristics of successful innovations in teaching, learning and assessment practices in higher education, in order to be able to improve the quality of these practices’. The project was to indicate ‘which factors…stimulate and those which inhibit innovation’. The first year was to explore the experiences of innovators, and the second year would examine ‘institutional climates’.

For the purpose of this bibliography and the conduct of the project a range of books, periodicals and other literature of higher education, other levels of education, industry, commerce, technology and economics was consulted. An analysis of the literature was produced as Working Paper 1 entitled The Languages of Innovation: listening to the higher education literature, and interpretations of ‘innovation’ were addressed in Working Paper 2 entitled ‘Innovation’: questions of boundary.

For convenience the bibliography is separated into two sections: ‘Higher education’ and ‘Innovation theory’, the latter consisting of material drawn from literature other than that concerned specifically with higher education.

I Higher education

Adelman, Clem and Alexander, Robin J. (1982) The Self-Evaluating Institution: practice and principles in the management of educational change, London, Methuen.

(Brief discussion of management of innovation, pp. 172-7.)
Albanese, Mark A. and Mitchell, Susan (1993) Problem-based learning: a review of literature on its outcomes and implementation issues, Academic Medicine 68 (1), pp. 52-81.
(Covers literature on PBL applying to medical education 1972-92, student and staff responses, positives and weaknesses, and advises cautious development.)
Armstrong, Steve, Thompson, Gail and Brown, Sally (eds) (1997) Facing up to Radical Changes in Universities, London, Kogan Page.
(Includes: Hall and White, ‘Teaching and learning technology: shifting the culture’, based partly on experience of the Scholar Project establishing an Interactive Learning Centre at the University of Southampton; Laycock, ‘QILT: a whole institution approach to quality improvement in learning and teaching at UEL; Jackson, ‘Managing to help teachers change: an agenda for academic managers’; Sayers and Matthew, ‘Issues of power and control: moving from “expert” to “facilitator”’; Stefani and Nicol, ‘From teacher to facilitator of collaborative enquiry’.)
Assiter, Alison (ed.) (1995) Transferable Skills in Higher Education, London, Kogan Page.
(Examples of skills-based projects in a number of disciplines, developed under Enterprise in Higher Education at the University of North London, with some general discussion of the issues involved.)
Barkham, John and Elender, Frances (1995) Applying person-centred principles to teaching large classes, British Journal of Guidance and Counselling 23 (2), pp. 179-97.
(Adjustments to teaching approach in environmental sciences, University of East Anglia, increasing the range of work for students in large classes, producing positive student responses to acquisition of knowledge and of skills in preparation for world of work; issues of course management and professional development; not subject-specific and therefore transferable.)
Barnett, S.A. and Brown, Valerie A. (1981) Pull and push in educational innovation: study of an interfaculty programme, Studies in Higher Education, 6 (1), pp. 13-22).
(Introduction and difficulties of a multidisciplinary course in a conventional university.)
Baxter, E. Paul (1990) Resource-based education in chemical engineering: the history and impact of a radical teaching innovation, Studies in Higher Education, 15 (2), pp. 223-40.
(Introducing RBE in an entire department, rationale of the innovation, staff responses, implications for ‘assisting staff to come to terms with radical teaching innovations that are introduced on a department-wide basis'.)
Becher, Tony and Kogan,Maurice (1980) Process and Structure in Higher Education, London, Heinemann.
(Ch. 8 ‘Initiating and adapting to change' includes sections on changes affecting the basic unit [pp. 133-9.] innovation and the individual [pp. 139-42], strategies for, and barriers to, innovation [pp. 142-7].)
Bell, Chris, Bowden, Mandy and Trott, Andrew (1997) Implementing Flexible Learning, London, Kogan Page.
(Meanings, examples, uses, student-centred approaches to management of learning, assessment.....)
Berg, Barbro and Ostergren, Bertil (1979) Innovation processes in higher education, Studies in Higher Education 4 (2), pp. 261-8.
(A very important attempt to develop a theory, models and characteristics of innovation and the systems within which they intend to operate, derived from case studies of innovation process in Swedish higher education - though the case studies themselves are not presented or directly discussed.)
Boud, David (ed.) (1988, 2nd edn) Developing Student Autonomy in Learning, London, Kogan Page.
(Including case studies of reducing teacher control, independent study, one-to-one learning, student autonomy in learning medicine, promoting independent learning in a traditional institution.....)
Boud, David (1992) The uses of self-assessment schedules in negotiated learning, Studies in Higher Education 17 (2), pp. 185-200.
(Origins of idea of such schedules, development of approach to creating `a comprehensive and analytical summary of their learning in a given subject' in contexts of self-directed and negotiated learning. Copy of handout used with postgraduate students.)
Boud, David and Feletti, Grahame (eds) (1991) The Challenge of Problem Based Learning, London, Kogan Page.
(Introduction and first 3 articles address ‘What is PBL?’, tracing development from 1950s/60s in health related and other professional areas. Pt IV contains examples of introduction and practice in mechanical engineering, social work, optometry, architecture, informatics, law and economics in a number of countries. Some discuss reasons for innovating and reasons for resistance.)
Boys, Chris, et al. (1988) Higher Education and the Preparation for Work, London, Jessica Kingsley.
(Subject sections include focus on change and innovation, sources and directions of change, and obstacles to innovation, notably employment-related. See particularly Maurice Kogan on history [pp. 35-8], Penny Youll on physics (p. 67], John Kirkland on electrical engineering [pp. 85-91], John Brennan and Mary Henkel on economics [pp. 105-10], Penny Youll and John Brennan on higher education and responsiveness [pp. 198-202].)
Brew, Angela (1982) The process of innovation in university teaching, British Journal of Educational Technology 13 (2), pp. 153-62)
(Analyses an attempt by engineering staff at Essex to use an OU independent study package, processes of and persectives on innovation.)
Brew, Angela and Dore, Linda (19960 Developing personal skills and competencies for sustained innovation in teaching and learning, Capability 2 (1), pp. 44-50.
(Focuses on the importance of teachers having ‘a heightened awareness of their own capability’ and therefore for supportive staff development, to generate the confidence in developing student skills for lifelong lerning.)
Brown, Sally (ed.) (1991) Students at the Centre of Learning, Birmingham, Standing Conference on Educational Development.
(Includes accounts of projects on small group teaching, peer group learning, linking higher education and workplace, a student centred approach to teaching control engineering.....)
Carroll, M. (1997) Who needs lectures? What are the alternatives? Biochemical Society Transactions, 25, pp. 283-7.
(Reducing didactic content of course [QMW], small group teaching, self-directed learning, range of assessment.)
Casey, Bernard (1997) Academic staff in higher education: their experiences and expectations, in National Committee of Inquiry into Higher Education (Dearing report), Higher Education in the Learning Society, London, NCIHE.
(Includes, pp. 101-3), section on changes in teaching methods over previous five years, reasons, and distribution by type of institution.)
Cawley, Peter (1989) The introduction of a problem-based option into a conventional engineering degree course, Studies in Higher Education 14 (1), pp. 83-95.
(Describes design and implementation of problem-based course alongside conventionally taught courses in mechanical engineering, discusses benefits of introducing problem-based course within existing structure.)
Coldstream, Patrick (1994) Training minds for tomorrow: a shared responsibility, Higher Education Quarterly 48 (3), pp. 159-68.
(Emphasises industry-education partnership in order to educate students for growth and flexibility; starts from Council for Industry and Higher Education 1987 paper Towards a Partnership.)
Collier, K.G. (ed.) (1974), Windsor, NFER Publishing Co.
(Case studies of innovation: improving the education of architects; democratising governance at Enfield College; Goldsmiths' College Curriculum Laboratory; foundation of University Teaching Methods Research Unit [London]; Inter-University Biology Teaching Project; educational technology in medical education. Introduction and final review of case studies. Very little about these developments as practical innovations in teaching and learning. All connected with the establishment by SRHE of a Study-group on Innovation in Higher Education, including Collier [Principal, Bede College], Jane Abercrombie [UC London], Ruth Beard [Bradford, formerly UTMU], Tony Becher [Nuffield], Roy Niblett [London Inst of Ed Emeritus].)
Committee of Scottish University Principals (1992, Macfarlane report) Teaching and Learning in an Expanding Higher Education System, Edinburgh, Scottish Centrally-Funded Colleges.
(Discusses impact of technology-based learning, and teaching and learning for mass higher education, including survey of use of new technology in UK higher education institutions (Appendix C). Bibliography as separate volume.)
Committee of Vice-Chancellors and Principals [1995] Learning for Change - building a university system for a new century, London, CVCP.
(Brief discussion [p.3] of students' learning experience, and promoting ‘advances in the methodology of teaching and learning at the highest levels'.)
Corbett, H. Dickson, Firestone, William A., and Rossman, Gretchen B. (1987) Resistance to planned change and the sacred in school cultures, Educational Administration Quarterly 23 (4), pp. 36-59.
(School-oriented, but conclusions (pp. 56-8) are generally relevant also to the impact of change ‘of any magnitude' on institutional culture and norms, and the need to understand the nature and roots of conservatism.)
Council for Industry and Higher Education (1992) Investing in Diversity: an assessment of higher education policy, London, CIHE.
(Emphasis [p. 12] on need for new teaching techniques, in order to teach ‘more and different students better, and to hold down costs'.)
Council for Industry and Higher Education (1995) A Wider Spectrum of Opportunities, London, CIHE.
(Very useful section 6 [pp. 15-18] on ‘The creativity of teaching', recognising that ‘in future more students must learn with (relatively) fewer staff, more efficiently and to higher standards. The students will be more widely dispersed and will begin their studies from a wider spread of starting-points'; also acknowledges existing imaginative ideas for change in teaching practices.)
Davis, Todd M. and Murrell, Patricia Hillman (1993) Turning Teaching into Learning: the role of student responsibility in the collegiate experience, Washington D.C., George Washington University, ASHE-ERIC Higher Education Report No. 8.
(Theories of student responsibility, college environment, college outcomes, implications.)
de Goeij, A.F.P.M. (1977) Problem-based learning: what is it? what is it not? what about the basic sciences?, Biochemical Society Transactions, 25, pp. 288-93.
(Development of PBL at McMaster and Maastricht, principles, problems, tutorial groups, tutor guidance, advantages and disadvantages.)
Des Marchais, J.E., Bureau, M.A., Dumais, B. and Pigeon, G. (1992) From traditional to problem-based learning: a case report of complete curriculum reform, Medical Education, 26, pp. 190-9.
(Presents the steps in transforming, over 7 years, an entire medical curriculum from a chronic disorder labelled ‘curriculopathy' to problem-based learning, indicates the roles of the learning players, the search for consensus, reluctances, and attitudes. The twin causes of this top-down innovation were the overloaded curriculum and the need to respond to societal changes and pressures.)
De Woot, Philippe (1996) Managing change at university, CRE-action, 109, pp. 19-28.
(Some brief insights into innovation in the context of crisis and pre-crises, vision and implementation.)
Educational Development Group of the London and South-East Regional Polytechnic Consortium for In-Service Training (eds) (1990) A Directory of Educational Innovations, Birmingham, Standing Conference on Educational Development.
(Contains 96 items, indexed by subject areas and teaching and learning methods. The latter covers, for example, active learning, student led group work, independent learning, lecturing and alternatives, performance/presentation, projects, role play/simulation and team teaching/learning.)
Ethos (University of Plymouth) (1996) No. 12, special issue on approaches to assessment.

Exley, Kate and Dennick, Reg (1996) Innovations in Teaching Medical Sciences, Birmingham, SEDA.

(Particularly useful Introduction, and e.g. Cumming, ‘Problem-based learning projects in clinical medicine for first-year medical students. A lot on PBL and CAL. As with other SEDA innovation guides, each example is accompanied by a grid showing characteristics of the teaching and learning strategy, problems tackled and professional skills and competencies developed.)
Exley, Kate and Moore, Ivan (eds) (1993) Innovations in Science Teaching, Birmingham, Standing Conference on Educational Development.
(Contains 21 case studies in chemistry, physics, biology, physiology and pharmacology, agriculture and environment, mathematics, statistics and computing. Tables analyse the case studies by characteristics of the teaching and learning strategy, the problems tackled and transferable skills developed. The cases include mini-projects, self-assessment, student-designed experiments, simulations and other student-centred activities.)
Flood Page, Colin and Greenaway, Harriet (eds) (1972) Innovation in Higher Education (papers presented at the seventh annual conference), London, Society for Research into Higher Education.
(Topics indicate what is considered priority in ‘innovation in HE' at this time: educational technology - the next quinquennium; roles of researchers; research for the new Open University; innovation in HE in Canada [community colleges, student evaluation of teaching, identifying competences for a curriculum project, experiments in general education, reform of university government, formula financing]; innovation in assessment.)
Fullan, Michael G. (1992) Successful School Improvement: the implementation perspective and beyond, Buckingham, Open University Press.
(Ch. 1 establishes an ‘implementation perspective’, and Ch. 5 discusses ‘Staff development, innovations and institutional development’, the purpose of this chapter being ‘to provide clarity concerning the different ways in which staff development and innovation are related’ (p. 97). Pp. 101-3 discusses ‘staff development as an innovation’.)
Gibbs, Graham (1992) Improving the quality of student learning through course design, in Ronald Barnett (ed.) Learning to Effect, Buckingham, Society for Research into Higher Education and Open University Press.
(CNAA project on improving student learning, deep and surface learning, fostering a deep approach, case study of business law at Wolverhampton Polytechnic.)
Gibbs, Graham (1992) Improving the Quality of Student Learning, Bristol, Technical and Education Services.
(Full account of above, including case studies of business studies, hospitality management, automotive engineering, graphic information design, management accounting, oceanography, physiotherapy. Ch. 15 discusses essentials for introducing change.)
Goodlad Sinclair (ed.) (1984) Education for the Professions: Quis custodiet....?, Guildford, Society for Research into Higher Education and NFER-Nelson.
(Particularly: Neufeld and Chong, ‘Problem-based professional education in medicine' and MacVicar and McGavern, ‘The MIT undergraduate research opportunities programme’, both consider the history and theoretical basis of the innovations.)
Graves, Norman (ed.) (1993) Learner Managed Learning: practice, theory and policy, Leeds, Higher Education for Capability.
(Topics of articles include independent study, learning contracts, EHE, work related learning, and self-managed learning assessment.)
Gray, Harry (ed.) (1995) Changing Higher Education: going with the grain. An anatomy of the Enterprise in Higher Education Project, Salford, SED and UCoSDA with KPMG Peat Marwick
(Includes: Holroyde, ‘Enterprise in higher education: origins and expectations; Wright, ‘Enterprise and the need for change’; Wedgwood, ‘EHE at Sheffield University’ in a section on ‘Practitioner perspectives’. Not a great deal relevant to teaching and learning. Appendix 2 is a bibliography on ‘Links between HE and employment (with particular reference to EHE).)
Hammond, Merryl and Collins, Rob (1991) Self-Directed Learning: critical practice, London, Kogan Page.
(Handbook on how to build a co-operative climate, analysing the situation, and building a scheme of self-managed learning.)
Hannan, Andrew (1980) Problems, Conflicts and School Policy: a case study of an innovative comprehensive school, Collected Original Resources in Education, 4 (1), fiche 4.
(Contains, pp. 14-20, review of British and American literature on innovation in education.)
Hart, John and Smith, Martin (eds) (1995) Innovations in Computing Teaching, Staff and Educational Development Association, Birmingham, SEDA.
(16 case studies, each with several pages of details, including the use of student-centred learning and open learning, groupwork, innovative lecturing and peer tutoring.)
Hart, John and Smith, Martin (eds) (1995) Innovations in Computing Teaching 2: improving the quality of teaching and learning, Staff and Educational Development Association, Birmingham, SEDA.
(15 further case studies, each with several pages of details, including improved learning and computer teaching, from knowledge-based to understanding-based computing education and designing a course which encourages innovative learning.)
Hawkins, Peter and Winter, Jonathan (1997) Mastering Change: learning the lessons of the Enterprise in Higher Education initiative, Sheffield, Department for Education and Employment, Higher Education and Employment Division, and Whiteway Research.
(Initial background emphasises that EHE was designedj ‘for innovations in teaching and learning’, and the booklet discusses aspects of managing change, including ‘embedding change’ and ‘the responsive university’ (pp. 40-3).)
Hewton, Eric (1981) Looking for a change: an analysis of the findings of the Nuffield Group for Research and Innovation in Higher Education, British Journal of Educational Technology 12 (3), pp. 180-97.
(Draws on the publications of the Nuffield Group 1972-6, and discusses changes and barriers to innovation. See Nuffield Foundation below.)
Higher Education Quality Council (1966) Guidelines on Quality Assurance, London, HEQC.
(Section 4 [pp. 28-32] is on ‘Teaching and Learning’ – principles, policy, practice, examples.)
Houston, Ken (ed.) (1994) Innovations in Mathematics Teaching, Staff and Educational Development Association, Birmingham, SEDA.
(18 case studies, each with 4-5 pages of details, including papers on learning contracts, student projects as a peer tutoring resource, computer based testing and assessment, and the use of comprehension tests, critical reviews and computer based tutorials.)
Huberman, A.M. Understanding Change in Education: an introduction, Paris, Unesco (n.d. [late 1960s/early 1970s?].
(In a Unesco series on ‘Experiments and innovations in education'. Addresses education in general, mainly schools. Definitions, agents involved in change, system and process, characteristics of resisters, innovators and innovative institutions, planning and executing change. Written at a time when systematic analysis of educational change in its infancy.)
Hughes, Ian E. (ed.) (1995) A Compendium of Innovation and Good Practice in Teaching Pharmacology, Leeds, Leeds University Press.
(43 examples, each with roughly a page of details.)
Hughes, Lesley and Lucas, Jeff (1997) An evaluation of problem based learning in the multiprofessional education curriculum for the health professions, Journal of Interprofessional Care 2 (1), pp. 77-88).
(A curriculum innovation evaluated over two years, focusing on student perceptions. The 7 stages of PBL are outlined. A conclusion is that PBL ‘cannot just be viewed as a method of delivering curriculum, a major factor in the success of this process is that students learn the group dynamics of working together’ (p.87).)
Jarvis, Peter and Quick, Nick (1995) Innovation in engineering education: the ‘PAMS' project, Studies in Higher Education, 20 (2), pp. 173-85.
(Describes, at University of Birmingham, Product and Manufacturing System design projects undertaken by teams of students, open-ended tasks, skills, supervision and peer assessment; discusses prerequisites for successful innovation.)
Jennings, Alan and Ferguson, J.D. (1995) Focusing on Communication Skills in Engineering Education, Studies in Higher Education 20 (3), pp. 305-14.
(Overcoming difficulty of implementing development of communication skills by focusing on active learning assignments relevant to the discipline. Describes ‘learning from disaster' exercise and mock public enquiries at Queen's University, Belfast.)
Jervis, Les and Jervis, Loretta M. (1997) Problem-based biochemistry seminars complement, but do not replace, lectures, Biochemical Society Transactions 25, p. 1S.
(PBL for nurse and science education. Need for lectures to compensate often slow rate of student progress in framing concepts and facing other difficulties.)
Jervis, Les and Morris, Paul (1996) Environmental biochemistry – a problem-based approach, Biochemical Education 24 (4), pp. 215-21.
(Small groups, practical work, assessment, material and methods.)
Jervis, Les and Morris, Paul (1996) Problem-based biochemistry practicals for students of environmental and marine biology, Biochemical Society Transactions 24, p. 403S.
(Students in small teams, student satisfaction and confidence, but concerned about complexity of the literature to be used and need for more practical experience before undertaking stage 3 research project.)
Jordan, Steven and Yeomans, David (1991) Whither independent learning? The politics of curricular and pedagogical change in a polytechnic department, Studies in Higher Education 16 (3), pp. 291-308)
(Study of implementation of decision to promote independent learning in the first year of a Social Policy and Administration degree at an unnamed polytechnic. Combines analysis of perceptions, the political aspects of the working context, and theories of curriculum change.)
Knight, P.T. (ed.) (1994) University-Wide Change, Staff and Curriculum Development, Birmingham, Staff and Educational Development Association.
(Contains 4 chapters directly on Enterprise in Higher Education, 3 on staff and staff development, and others which address, for example, learner-centred change and the integration of open learning into mainstream higher education.)
Laurillard, Diana (1993) Rethinking University Teaching: a framework for the effective use of educational technology, London, Routledge.
(Some comments on inertia v. challenge (p. 4), Intelligent Tutoring Systems (p. 76), ‘conversation and Socratic dialogue’ (p. 104). Part II is ‘Analysing teaching media’ – audio-visual, hypermedia, interactive media, adaptive media and discursive media’, and ch. 12 in Part III is on ‘Effective teaching with multi-media methods’, but the discussion is not directed specifically at innovation.)
Learning Technology Dissemination Initiative (1996, ed. Greg Stoner) Implementing Learning Technology; (1997, ed. Sue Hewer and Nora Mogey) Case Studies, Edinburgh, Heriot-Watt University, LTDI.
(The first of these LTDI publications contains 13 articles on aspects of experience and advice, motivating students and practical implementation, assessment and evaluation. The second contains 8 case studies of projects and initiatives in different Scottish institutions.)
Leftwich, Adrian (1987) Room for manoeuvre: a report on experiments in alternative teaching and learning methods in politics, Studies in Higher Education 12 (3), pp. 311-23
(Experiments in alternative methods of teaching, despite constraints on innovation and the absence of institutional incentives to try, revealing scope to initiate changes ‘within established arrangements'.)
Levine, Arthur (1980) Why Innovation Fails, Albany, State University of New York Press.
(Mainly curriculum innovation by whole institutions, based on Brown University’s faculty decision in 1969 to ‘replace, in toto, their traditional programe with a progressive, new student-centered curriculum’, which collapsed in the mid-1970s. The research tests an ‘institutionalization-termination’ model. Some general discussion of innovation, pp. 3-9. Literature survey and bibliography.)
Lewis, Roger (1995) The creation of an open learning environment in HE, Innovation and Learning in Education, 1 (2), pp. 32-6.
(Humberside: open learning, pressures, curriculum, learning materials, technology, consultation.)
Lewis, Roger (1997) Open learning in higher education, Open Learning,November 1997, pp. 3-13.
(Summarises ten volumes of case studies of open learning innovations. The reports were commissioned and published by the OLF between 1994-6, and the summary presents and discusses the case studies, including barriers to the introduction of the innovations.)
MacDonald, Barry (1974) Safari – An abstract of the proposal submitted to the Ford Foundation in 1971, in Safari, Innovation Evaluation Research and the Problem of Control: some interim papers, Centre for Applied Research in Education, University of East Anglia
(Curriculum-focused, but contains brief, useful discussion of innovations satisfying and stimulating demand for change and producing role conflict. It emphasises that innovation is often a hears as well as a bandwagon, increasing work loads, undermining confidence, making innovators unpopular with colleagues, involving a career risk and threatening the establishment. It asks: ‘What makes innovation functional for the individual, and what kinds of rewards do or would compensate for such effects?’ (pp. 6-8)
Mathias, Haydn and Rutherford, Desmond (1983) Decisive factors affecting innovation: a case study, Studies in Higher Education, 8 (1), pp. 45-55.
(Models of innovation, course evaluation, explaining why some innovations succeed and others fail.)
Miall, David S. (1989) Welcome the crisis! Rethinking learning methods in English studies, Studies in Higher Education 14 (1), pp. 69-81.
(Mainly origins of change towards student-centred learning in theoretical controversies in English studies; features of a method at College of St Paul and St Mary.)
National Commission on Education (1993) Learning to Succeed: a radical look at education today and a strategy for the future, London, Heinemann.
(Ch. 5 – ‘Innovation in learning’. The theme is that ‘like all successful businesses, education and training must innovate and invest in the future’ (p. 83). Mainly focuses on improved learning in schools, some references to FE, not HE.)
Nicholls, David (1992) Making history students enterprising: ‘independent study' at Manchester Polytechnic, Studies in Higher Education (17) 1, pp. 67-80.
(Origins of history unit influenced by EHE, aiming to provide skills-based and enterprise-related activities. Details of independent study contract. Nominated for Partnership Award 1990, ‘closely scrutinised by external assessors', and received a commendation. Mentions [p. 77] Higher Education for Capability compiling database of innovations in humanities and social sciences.)
Nisbet, John (1975) ‘Innovation – bandwagon or hearse?’, in Harris, Alan et al. (eds) Curriculum Innovation, London, Croom Helm (article first published 1974).
(Discusses innovation in ‘a new climate of opinion which is aware of the urgent need for change…I use the word “innovation” to refer to any new policy, syllabus, method or organisational change which is intended to improve teaching and learning’. It outlines ‘four waves of difficulty’ encountered by anyone embarking on an innovation (pp. 2-6). Successful innovation means that ‘teachers concerned must be involved from the start’ (p.9). Nisbet acknowledges a debt to Barry Macdonald [cf. above]).
Noble, Charles E. (1983) Anatomy of an unsuccessful innovation, Higher Education Research and Development 2 (2), pp. 197-204).
(Australia, unsuccessful attempt at an interdisciplinary course, failing to assess constraints before attempting an innovation in a highly departmentalised system.)
Norton, Linda S. and Crowley, Catherine M. (1995) Can students be helped to learn how to learn? Approaches to Learning programme for first year degree students, Higher Education 29, pp. 307-28.
(Describes a series of workshop sessions with students to promote deep rather than surface learning, ‘sophisticated' rather than ‘naive' conceptions of the meaning of learning.)
Nuffield Foundation Group for Research and Innovation in Higher Education
(Newsletters, interim and final reports, other papers - including collection on ‘Towards independence in learning', during work of the group 1972-5. Useful for range of innovations studied in variety of HE institutions. Collection of papers in possession of HS.)
Oliver, Stuart (1995) Empowering student learning with supplemental instruction, in Alan Jenkins and Andrew Ward (eds) Developing Skill-Based Curricula through the Disciplines: case studies of good practice in geography, Birmingham, Staff and Educational Development Assocation.
(Brief account of SI, its origins, pioneering at Kingston University, development in the UK to 1993, operation, resources, gains and losses.)
Open Learning Foundation (1996), ten case studies of innovations under the series title Open Learning Case Studies, London, OLF.
Appleton, Des, Implementing Open Learning in Business Studies
Grannell, Halton and Parker, Self-Managed Study in Mathematics Using Text and Video
Harrigan and Wade, Extending Opportunity in Nurse Education
Harris and Stoney, An Independent Learning project in Hospitality Management
Hopkins, Using Open Learning in Social work: an implementation handbook
Lisewski, A Pilot Project at the Liverpool Business School
Perry, Flexible Learning Methods for Corporate Clients
Perry and Simpson, Resource-Based Learning in Accounting
Stokes, Computer Assisted Learning in Engineering at the University of Humberside
Whitehead, A Flexible Learning Initiative at Coventry University
Perry, Myra and Simpson, Mary (1996) Putting students in control, Opus (Open Learning Foundation) 25, p. 3
(Failure of adaptation of traditional lectures to modular system, student dissatisfaction, alternative methods, employing resources in innovative way.)
Portsmouth, University of, Enterprise in Higher Education (1994) National Project Directory, Portsmouth, EHE.
(A 2-volume directory of 1700 projects, indexed variously [e.g. student-centred earning, group work…] each with half a page or more of detail.)
Preece, Marsden and Morgan, Peter (1995) Developing an innovation programme for higher education, British Journal of Education and Work 8 (1), pp. 39-47
(Describes and experimental approach at Cardiff Business School, to develop student understanding of the innovation process.)
Reynolds, Frances (1997) Studying psychology at degree level: would problem-based learning enhance students’ experiences?, Studies in Higher Education 22 (3), pp. 263-75
(Experience at Brunel of using PBL in the academic study of psychology, whereas it is normally used in medical and paramedical education. Reviews background of PBL and literature on effectiveness. Discusses work in two PBL seminar groups.)
Rust, Chris (ed.) (1990) Changes of Course: eight case-studies of innovations in higher education courses, Birmingham, Standing Conference on Educational Development.
(Each case study has several pages of details. They include student-centred learning, active learning and an alternative to the lecture/seminar model.)
Rutherford, Desmond (1992) Appraisal in action: a case study of innovation and leadership, Studies in Higher Education 17 (2), pp. 201-10.
(Although not about teaching and learning, it describes an innovation in staff appraisal, and uses Berg & Ostergren, Lindquist and others to establish a framework (e.g. forms of leadership) of analysis.)
Seymour, Daniel T. (1988) Developing Academic Programmes: the climate for innovation (ASHE-ERIC Higher Education Report No. 3), Washington, DC, Association for the Study of Higher Education.
(The first section, ‘Organizations and innovation' (pp. 1-27), particularly useful on the literature of social change, creativity, innovation as process, the people, the products; clear on impediments to innovation - cultural and structural. Excellent bibliography, pp. 101-12. A very useful touchstone for some of the key issues in phase of the project.)
Slowey, Maria (ed.) (1995) Implementing Change from Within Universities and Colleges: 10 personal accounts, London, Kogan Page.
(Mainly management, some access [e.g. Leeds], some EHE [e.g. Northumbria and Sheffield Hallam]. Institutional contexts, not teaching and learning.)
Sneddon, Ian and Kremer, John (eds) (1994) An Enterprising Curriculum: teaching innovations in higher education, London, HMSO.
(Description, passim, of EHE activities at Queen’s University, Belfast. Discussion (e.g. pp. 2-9, of innovation and external pressures, the impacts of change and the locus of innovation. Examples and discussion (pp. 159-66, 172-3) of group projects and practical work.)
Squires, Geoffrey (ed.) (1983) Innovation Through Recession, Guildford, Society for Research into Higher Education.
(Includes particularly: Rutherford and Mathias, ‘Staff development and innovation theory', including why some staff development innovations succeeded or failed; Boud and Lublin, ‘Student self-assessment', towards non-ad hoc approaches, difficult in present circumstances; Elton, ‘Cost-effectiveness in laboratory teaching', evaluated innovations show possibilities, responding to dissatisfaction, technical opportunities; Squires, ‘Three innovation strategies', summarising papers to this conference, reflecting ambiguous analyses of relationship innovation and recession, bottom-up and top-down innovation, needs for innovation.)
Stephenson, John (1989) The Student Experience of Independent Study, D.Phil thesis, University of Sussex.
(An evaluation of the experience of independent study based on analyses of the life-history accounts of 46 students who negotiated and completed their own programmes of study in the School for Independent Study at North East London Polytechnic. Ch. 9 considers in particular ‘the deeper levels of student motivation’.)
Stephenson, John and Weil, Susan (eds) (1992) Quality in Learning, London, Kogan Page.
(Capability passim, examples grouped under Business, Engineering, Humanities and Social Science, Science and Mathematics. Institutions include Middlesex, Wolverhampton, Humberside, East London… Some examples of resistance. Useful list of ‘examples and reports submitted to the RSA. [CHE, Leeds, has the hard copies.])
Tait, Jo and Knight, Peter (eds) (1996) The Management of Independent Learning, London, Kogan Page.
(Contents include papers on individually negotiated learning, action-centred learning in industry, IT and flexible learning, computers for teaching and learning and student group work.)
Thomas, Diana (ed.) (1995) Flexible Learning Strategies in Higher and Further Education, London, Cassell.
(Includes Clark on open learning, Winders on interactive transmission by satellite, Thomas on ‘Learning to be flexible’.)
Thompson, David G. and Williams, Reed G. (1985) Barriers to the acceptance of problem-based learning in medical schools, Studies in Higher Education, 10 (2) pp. 199-204.
(Identifying barriers to innovation, administrative strategies to support innovation.)
Thornley, Lin and Gregory, Roy (eds) (1994) Using Group-Based Learning in Higher Education, London, Kogan Page.
(Introduction covers the context of innovation. Papers in sections on learning group skills; managing group learning; using group-work to encourage student autonomy; case studies involving group-work, purpose-designed modules using group-work.)
Toombs, William and Tierney, William G. (1991) Meeting the Mandate: renewing the college and department curriculum (ASHE-ERIC Higher Education Reports No. 6), Washington DC, George Washington University.
(Some comments [e.g. pp.71-2] on how planning of organisational change works, plus useful bibliography.)
Towle, Angela (ed.) (1994) Innovative Learning and Assessment, London, King’s Fund Centre.
(Most useful for ch. 2: ‘The impetus for innovation’, discussing pressures for change [factual overload and didacticism, professional and personal skills development, changes in the practice of medicine, influences from higher education] and creating the conditions for innovation. Also ch. 3: ‘Examples of innovative learning and assessment’, which categorises, followed by 37 case studies (not all teaching and learning), and ‘Problems and solutions’.)
Tribe, Diana and Tribe, A.J. (1987) Lawteach: an interactive method for effective large group teaching, Studies in Higher Education 12 (3), pp. 299-310.
(Innovation to apply learning theory to develop ‘meaningful reception learning’, replacing lectures by a modified case method, teaching law in large groups at progressively higher levels of cognitive functioning.)
University Grants Committee (1964) Report of the Committee on University Teaching Methods, London, HMSO.
(Ch. XI = ‘University teaching as a matter for training and study’, in which pp. 107-11 discuss the need for research and experiment, and draw on experience in the US. ‘The research which we consider necessary is operational research..... The need is now for experiment....’(p. 111).
Willcoxson, Lesley (1998) The impact of academics’ learning and teaching preferences on their teaching practices: a pilot study, Studies in Higher Education 23 (1), pp. 59-70.
(This Australian study examines factors underlying approaches to teaching in four academic disciplines and teachers’ and students’ perceptions of lecturers. It reports students’ lack of enthusiasm for teaching and learning in lectures (except for examination purposes). Teachers were also not enthusiastic, but only one of the 15 interviewed ‘reported using allocated lecture time for non-lecture teaching strategies, and in many cases the traditional monologue lecture was used’.)
Winstanley, Michael (1992) Group work in the humanities: history in the community, a case study, Studies in Higher Education 17 (1), pp. 55-65.
(Describes an initiative at the University of Lancaster for teaching of history, winner of Partnership Award [Cadbury Schweppes] 1990. Discusses questions of purpose and nature of history teaching, group work, assessment, computer literacy, and university-community relationship, all in relation to development of skills and personal qualities. Lists relevant history associations.)

II Innovation theory

Relates mainly to business, industry and technology. The literature is extensive, and the following are the items so far identified as of use.

Burns, Tom and Stalker, G.M. (1961, edn of 1994 with new Preface by Tom Burns), The Management of Innovation, Oxford, OUP.

(Class text on innovation at macro level. Ch. 2 = ‘The organization of innovation’. Ch. 9 = `Industrial scientists and managers', an important discussion of issues of power and status.)
Clark, Peter and Staunton, Neil (1989) Innovation in Technology and Organization, London, Routledge.
(Ch. 1, ‘Innovation: limits to the orthodox mainstream’, challenges the way in which innovation ‘in macro organizational behaviour has been theorized in a very restrictive and simplistic manner’. It explores the reasons for growing attention to innovation and its ‘objectification’. Ch. 3 pursues the discussion of problems arising from ‘the objectivist approach to innovation’ and the equating of technology with equipment and the neglect of ‘knowledges’. The whole argument is reviewed in ch. 11, ‘Innovation studies: technology, organization, and knowledge’.)
Commission of the European Communities (1995) Green Paper on Innovation, Brussels, CEC.
(Industry and competitiveness, diversity and convergence in Europe, research and innovation, the legal and regulatory environment… Focus on the firm and society, innovation and public action.)
Dodgson, Mark and Bessant, John (1996) Effective Innovation Policy: a new approach, London, International Thomson Business Press.
(Ch. 3 = ‘The implications of the new learning about innovation for innovation policy’, including sections on innovation as a process, and innovative capabilities and the management of innovation. Ch. 7 discusses ‘Developing effective innovation policy: the role of “innovation agents”.)
Downs Jr., George W. and Mohr, Lawrence B. (1976) Conceptual issues in the study of innovation, Administrative Science Quarterly 21 (4), pp. 700-14).
(Innovation as a fashionable social science area, but unstable for lack of theory. Focus on complex organisations, typologies, primary and secondary attributes, prescriptions for innovation research. Focus on administrative adoptability.)
Drucker, Peter F. (1985) The discipline of innovation, Harvard Business Review 63 (2), pp. 67-72.
(Discussion of innovation as arising primarily from knowledge and work to exploit opportunities, ‘not from a flash of genius’. Examples all from industry and commerce.)
Drucker, Peter F. (1985) Innovation and Entrepreneurship: practice and principles, London, Heinemann.
(cf. particularly ch. 2, ‘Purposeful innovation and the seven sources for innovative opportunity’ [Begins: ‘Entrepreneurs innovate. Innovation is the specific instrument of entrepreneurship… Innovation… creates a resource…’ Describes innovation as an economic or social rather than a technical term]; ch.11, ‘Principles of innovation [e.g. ‘Purposeful, systematic innovation begins with the analysis of the opportunities…].)
Drucker, Peter F. (1989) The New Realities, New York, Harper & Row.
(Mainly change at national level, but p. 227: ‘Not to innovate is the single largest reason for the decline of existing organizations..... We have again entered an era of innovation, and it is by no means confined to "high tech".... social innovation .... may be of greater importance’.)
Freeman, Christopher (1974, 2nd edn of 1982) The Economics of Industrial Innovation, London, Pinter.
(Chs 5-9 discuss success and failure in industrial innovation; innovation and size of firm; uncertainty, project evaluation and innovation; innovation and the strategy of the firm; aspects of public policy for innovation. Schumpeter’s discussion of cycles and entrpreneurial innovation is the theme of pp. 207-14.)
Freeman, Chris and Soete, Luc (3rd edn, 1997) The Economics of Industrial Innovation, London, Cassell.
(Expanded edition of Freeman, 1982, omitting some of the earlier discussion, e.g. on Schumpeter. A useful new part 4 with a more extended discussion of public policy for science, technology and innovation; the information society and employment; beyond the economics of industrial innovation. Helpful literature surveys for each chapter.)
Handy, Charles (1989, edn of 1990) The Age of Unreason, London, Arrow Books.
(Challenging account of critical periods of change, as now, opportunities and resistance. Most relevant ch. is Ch. 1, ‘The argument’.)
Henry, Jane and Walker, David (eds) (1991) Managing Innovation, London, Sage.
(Open University set text. Includes Peter F. Drucker, ‘The discipline of innovation’ and sections on implementation and `ideas into innovation'.)
Johnson, P.S. (1975) The Economics of Invention and Innovation, London, Martin Robinson.
(In 3 parts: some economic issues; channels for technological change; a case study in invention and innovation, the development of the Hovercraft. A short section on innovation (pp. 19-20) summarises debate about invention, innovation, commercial production and use. Passim on the role of the partners, including research and development.)
Kash, Don E. (1989) Perpetual Innovation: the new world of competition, New York, Basic Books.
(A useful study of technological change, with particular reference to ‘synthetic innovation’ in the American context. Chs 1 and 2 outline obsolete ideologies, the bunching of a capacity to innovate in defence, medicine and agriculture, and sequences an staging of innovation. There are helpful references to recent history and a discussion of ‘radical vs incremental innovation’. Although the whole book is focused on ‘product synthesis’ and its policy and organisational contexts, there are important implications for an understanding of ‘innovation’.)
King, Nigel and Anderson, Neil (1995) Innovation and Change in Organizations, London, Routledge.
(‘... a critical introduction to the psychology of innovation and change at work.’ Ch. 5 = ‘The antecedents of organizational innovation'. Ch. 6 = ‘The innovation process’. Useful bibliography.)
Kleinknecht, Alfred (ed.) (1996) Determinants of Innovation: the message from new indicators, London, Macmillan.
(Mainly concerned with economic indicators of firms’ innovation record. Disputes the Schumpeter theory that innovative activity relates to market power and firm size. Most of the book is concerned with detailed econometric analysis, but e.g. pp. 1-5 discusses ‘what makes firms innovate’, and throughout various models of ‘innovation output’ are explored.)
Piatier, A. (1984) Barriers to Innovation, London, Pinter.
(Described as ‘a study carried out for the Commission of the European Communities, Directorate-General Information Market and Innovation’. Surveys economic arguments about innovation relating to production, and studies ‘some little-known aspects of the innovative process and its results’ (p. 1). Ch. IV is an ‘analysis and typology of barriers’. Mainly at a macro-European level, but with useful discussions of large and small scale innovations, innovator status, and (pp. 228-30) the inefficiency and obstacles raised by universities [‘As regards innovation, the universities seem to create difficulties all along the process, except in the financing of industry and marketing stages’]. It lists the areas in which universities are most at fault, including in relating to the education of students, the production and dissemination of knowledge, and participation in application and implementation.)
Schumpeter, Joseph A. (1943, edn of 1976) Capitalism, Socialism and Democracy,, London, Allen & Unwin.
(Although little explicitly about innovation, Part II (‘Can capitalism survive?) is an extensive discussion of the economic conditions of change and obsolescence. P. 132 contains a well-known comment on the transition from the genius and romance of innovation to the situation in which ‘technological progress is increasingly becoming the business of teams of trained specialists who turn out what is required and make it work in predictable ways’.)
Stoneman, Paul (1983) The Economic Analysis of Technological Change, Oxford, Oxford University Press.
(Mainly the generation, spread and impact of new technology. Scattered discussion of invention and innovation, intra-firm and intra-sectoral diffusion of innovation. Predominantly at a macro-level.)
Walton, Richard E. (1974) Alienation and innovation in the workplace, in James O'Toole, Work and the Quality of Life, Cambridge Mass., Massachusetts Institute of Technology, (pp. 227-45).

(Innovation versus alienation, reasons for alienation, main elements of innovation, implementation difficulties.)

This document was added to the Education-line database 01 June 1998