Roles and responsibilities
Deans and directors of services
The dean and directors have overall responsibility for ensuring
health and safety is effectively managed in the faculty or service.
In addition they are responsible for:
- Describing the arrangements with the faculty, school
or service for carrying out risk assessment in the policy
statement
- Ensuring there is clarity in the way in which responsibility
for risk assessment is delegated to school and services
- Ensuring a programme of risk assessments is planned and
implemented which includes the nomination of training of
employees to carry out the assessments
- Monitoring compliance to the standards in their areas
of responsibility
- Ensuring allocation of resources to enable appropriate
standards
- Ensuring the maintenance of a faculty, school or service’s
risk assessment
- Building objectives and targets for risk assessments
into 1-to-1s and appraisals.
- Ensuring an up-to-date risk assessment log is created
and maintained to facilitate efficient monitoring and helping
to establish whether risk assessments have been carried
out comprehensively across all school activity
- Ensuring information, instruction and training will be
provided to all persons involved in the risk assessment
process including any specific information instruction and
training needs identified.
Heads of schools, departments
and other academic and administrative units & service
managers
- Ensure suitable and sufficient risk assessments are
completed by competent persons for their areas of responsibility
- Draw up prioritised action plans and implement findings
of risk assessments
- Ensure senior managers are aware of resources required
(staff time and finances) for implementation of these
action plans
- Consult and involve staff and safety representatives
during risk assessment process
- Ensure the findings of risk assessment are communicated
to employees and others as appropriate
- Ensure employees work in accordance with findings of
risk assessments and they are appropriately trained
- Review risk assessment form other sources where appropriate
eg. contractors
- Ensure records of assessments are kept for their areas
of responsibility
- Any injury, incident or near miss must lead to a review
of the relevant risk assessment
- Regularly review training needs and provide refresher
training
- Ensure employees adhere to safe system of work
- Ensure safety arrangements are regularly monitored
and reviewed
- Ensure special arrangements are made for vulnerable
persons.
- Ensure an up-to-date risk assessment log is maintained
to facilitate efficient monitoring and help establish
whether risk assessments have been carried out comprehensively
across all school activity
Employees, research
staff and students
- Assist managers with the risk assessment process
- Work in accordance with safety procedures, standards,
instructions and training and findings of risk assessment
- Inform line managers of any difficulties or concerns
with work practices, working environment or findings of
risk assessment
- Advise line managers of any change in circumstances
which may affect their ability to work safely or which
may affect the findings of risk assessment
- Be fully aware of their responsibilities
- Report to management (in confidence) any personal conditions
which may put them at greater risk when carrying out work
activities
- Report to a responsible person any problems relating
to their work activities along with any shortcoming they
believe exist in the arrangements made to protect them.
Others
Contractors /
limited companies
Where another employer or self-employed person is involved,
eg. in shared premises or in the use of contractors (including
employees from other schools within the University), appropriate
measures need to be taken to ensure full cooperation and
coordination, ensuring responsibilities are defined and
all risks properly addressed.
Partnership working
In situations involving the University of Leeds and other employers
working together, the responsibilities of each party for managing
and monitoring health and safety must be agreed and documented
prior to commencement of work activities. Employers are ultimately
responsible for their staff even if they work in a non University
of Leeds building or are managed by a non University of Leeds
manager.
Health and safety services
Health and safety services/safety managers will monitor arrangements
and will help by:
- Assisting with the identification and implementation
of safe systems of work
when required
- Assist to find relevant standards, good practice guidance
to aid risk assessments
- Develop and review the risk assessment policy, key
procedures and standards
document
- Monitor risk assessment logs
- Monitor existence and quality of risk assessments.
- Conducting audits
- Provide specialist support where required
Occupational
health service
The occupational health service may be contacted for advice
in relation to any health hazard identified via a risk assessment.
If it is decided that health surveillance is appropriate, managers
can contact the occupational health service for professional
advice.
Training requirements
The law requires the employer to ensure that those carrying
out risk assessments are competent. People with responsibility
for risk assessments must receive the course offered by health
and safety services or an equivalent as a minimum. Any queries
about alternatives should be addressed to health and safety
services. In some cases, additional specialist training will
be required.